We regulate financial services markets, including exchanges and the issuers of securities
Ensuring stability and resilience; access, effectiveness and predictability; fairness and cleanliness; and the prevention of financial crime
Securing appropriate degrees of protection for those who use or participate in markets
Promoting effective competition between providers for goods and services in the interests of market users
MiFID II: Markets in Financial Instruments Directive II
MiFID II could affect a wide range of your firm’s functions – from client services to IT and HR systems.
EMIR: European Market Infrastructure Regulation
EMIR introduces new requirements to improve transparency and reduce the risks associated with the derivatives market.
UK Listing Authority
The FCA is the UK’s securities regulator.
The UK is a global centre for the issuance of securities – tradable financial instruments like shares and bonds.
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MiFID II Implementation – Consultation Paper I
We set out our implementation proposals, and seek views on the proposed changes to the FCA Handbook.
MAR implementation: DEPP and EG changes - Policy Statement
We report on the main issues arising from Consultation Paper 16/13 and publish the final rules.