In focus

AIFMD

A regulatory framework for alternative investment fund managers, including managers of hedge funds, private equity firms and investment trusts.

MiFID II

MiFID II could affect a wide range of your firm’s functions – from client services to IT and HR systems.

Advising on P2P agreements

Find out more about the new permission for the regulated activity of ‘advising on P2P agreements’.

Meeting investors’ expectations

We report the findings of our thematic review that considered how firms ensure they manage funds and segregated mandates as they say they will. We also considered how firms monitor the appropriate distribution of their funds.

TR16/3: Meeting investors’ expectations

Asset management market study

The aim of the study will be to understand whether competition is working effectively to enable investors to get value for money when purchasing asset management services.

Asset management market study