In this section
Tasks for regulated firms
A regulatory framework for alternative investment fund managers, including managers of hedge funds, private equity firms and investment trusts.
MiFID II could affect a wide range of your firm’s functions – from client services to IT and HR systems.
Meeting investors’ expectations
We report the findings of our thematic review that considered how firms ensure they manage funds and segregated mandates as they say they will. We also considered how firms monitor the appropriate distribution of their funds.